Proposed Amendments to Form 13F Would Increase the Reporting Threshold from $100 Million to $3.5 Billion, Among Other Changes The SEC estimates that the increased threshold would eliminate Form 13F ...

The Securities and Exchange Commission oversees and regulations certain entities that provide financial and investment advice or management services. As part of those regulations, the SEC requires the ...

On Friday, July 10, the SEC proposed amendments to Form 13F to substantially increase the reporting threshold to $3.5 billion from the current level of $100 million and make certain other changes.

With Rule 13f-2 going live in only six months, firms need to get moving now with their implementation regardless of any potential future delay, according to David Emero, Head of Regulatory Reporting ...