The Securities and Exchange Commission (SEC) adopted final rules and form amendments intended to improve access to and management of accounts on its Electronic Data Gathering, Analysis, and Retrieval ...
On September 27, 2024, the Securities and Exchange Commission (the “SEC”) adopted rule and form amendments to the Electronic Data Gathering, Analysis, and Retrieval (“EDGAR”) system. EDGAR Next is a ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
For the US Securities and Exchange Commission, Jan. 15, 2019, was a day of redemption. The agency filed one of its highest-profile enforcement cases in years, capping the work of two dozen staff ...
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