DORAL, Fla. — Gov. Ron DeSantis announced lawmakers will soon consider legislation that would end FSA testing and replace it with a new plan. "If we're successful, this 2021-22 school year will be the ...
The FSA has set out a range of options which look at extending the ban on “kick-back” payments paid to advisers for referring clients to discretionary fund managers. The regulator set out plans in ...
Hilary spoke specifically about the FSA’s planned approach to Pillar I of the Accord, home-host issues and Pillar II. Pillar I The FSA’s focus up to now has been largely on the issues for firms ...
LONDON - The Financial Services Authority (FSA) and the UK Treasury have released their plan for how they will work together on the implementation of MiFID. The Joint Implementation Plan sets out the ...
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