An accounting audit trail strikes at the underlying conditions -- fraud, data incompleteness and missing information -- that breed inaccurate financial reporting. By giving corporate auditors fodder ...

Senate Republicans introduced a bill that would prohibit the Securities and Exchange Commission from requiring personally identifiable information be collected under the reporting requirements for its ...

A group of House Republicans introduced a bill to prohibit the Securities and Exchange Commission from requiring personally identifiable information be collected under the reporting requirements for ...

Many seasoned database administrators howl in protest at the mere suggestion of running native auditing functions due to the poor performance and log management headaches that often come with auditing ...

While the Internal Revenue Service has made progress in implementing a solution to its audit trail deficiencies, it still needs to strengthen its controls, according to a new report. Processing ...

The global financial crisis precipitated six tough years for the sector. In its wake, fierce criticism prompted industry bodies around the world to introduce stringent regulations requiring in-depth ...

The Securities and Exchange Commission beginning next year will require broker-dealers to report securities transactions to CAT NMS LLC, a Delaware-based limited-liability company jointly owned by ...

NEW YORK (Reuters) - U.S. brokers should not be forced to sign an agreement that could make them liable for breaches of a massive new industry trading database that they have no control over, a ...